Published online 3 August 2006
Published in Soil Sci Soc Am J 70:1441-1452 (2006)
DOI: 10.2136/sssaj2005.0171
© 2006 Soil Science Society of America
677 S. Segoe Rd., Madison, WI 53711 USA
Soil Physics
Theoretical Analysis of Fluid Inclusions for In Situ Soil Stress and Deformation Measurements
Markus Berlia,b,*,
C. G. Eggersb,
M. L. Accorsib and
Dani Orb,c
a Swiss Federal Research Station for Agroecology and Agriculture (FAL), Reckenholzstrasse 191, CH-8046 Zurich, Switzerland
b University of Connecticut, Dep. of Civil and Environmental Engineering, 261 Glenbrook Road, Storrs, CT 06269-2037
c Laboratory of Soil & Environmental Physics (LASEP), School of Architectural, Civil and Environmental Engineering (ENAC) Ecole Polytechnique Federale de Lausanne (EPFL), CH-1015 Lausanne, Switzerland
* Corresponding author (markus.berli{at}alumni.ethz.ch)
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ABSTRACT
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In situ determination of stress, strength, and deformation of soils for direct assessment of trafficability and susceptibility to compaction has been a long-standing problem in soil mechanics and agricultural engineering. Despite considerable progress in development of sophisticated probes, data interpretation remains in its infancy due to incomplete understanding of soilprobe interaction. In this study we developed a novel theoretical framework for describing pressure and deformation of fluid inclusions within an elasto-plastic soil matrix subject to anisotropic remote stresses that provides the basis for development of in situ probes for stress and deformation measurement. Results showed that for a compressible fluid inclusion (e.g., air) embedded in an elastic matrix, inclusion pressure is determined primarily by the matrix mean stress, Poisson's ratio, and the product of matrix bulk modulus and fluid compressibility. For incompressible fluids (e.g., water), inclusion pressure becomes independent of matrix stiffness. Differences in remote stress affect inclusion shape and influence probe pressure for large deformation due to increasing stress concentration. The solution for an elastic matrix also provides upper and lower bounds for inclusion pressure in an elasto-plastic matrix under isotropic stress. For the more common anisotropic remote stress, inclusion pressure and deformation differ considerably for elastic and elasto-plastic soil matrix. We found that elastic rubber membranes, often used to separate the fluid inclusion from the matrix, do not influence inclusion pressure or shape as long as membrane and soil stiffness are of similar magnitude. Pressure measurements from laboratory and field experiments using the so-called Bolling probe agreed well with inclusion pressures predicted by the proposed model.
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INTRODUCTION
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IN SITU MEASUREMENTS of soil mechanical behavior can be determined with fluid inclusions such as the pressuremeter (Ménard, 1957; Gibson and Anderson, 1961) used in geotechnical engineering. The basic concept, as already introduced by Kögler (1933), consists of a liquid-filled, flexible, cylindrical membrane inflated in the soil within a vertical borehole (Fig. 1a
). The pressuremeter expands uniformly as a function of applied liquid pressure within the horizontally isotropic stress field of the soil while monitoring borehole deformation. The provided pressure-deformation information is used for estimating in situ stress and soil material properties employing a variety of analytical and numerical models (e.g., Nádai, 1937; Baguelin et al., 1972; Jardine, 1992; Hsieh et al., 2002; Pereira et al., 2003).
Despite the potential for extending pressuremeter applications to agricultural soils, no studies have been reported to date. The relative ease of sampling shallow agricultural soils and limited interest in detailed mechanical parameters for modeling behavior of agricultural soils may have hampered such applications. Nevertheless, the potential usefulness of fluid inclusions for stress measurements in soil has been widely recognized as evidenced by the development of sensors with a variety of probe tips of disk (Söhne, 1951), spherical (Hovanesian and Buchele, 1959; Verma, 1975; Blackwell and Soane, 1978), and cylindrical shape (Bolling, 1987) (Fig. 1b) reported within the past 50 yr. A common feature of all these probes is a fluid-filled, flexible (rubber) membrane as a tip, hydraulically connected to either a pressure transducer aboveground (Söhne, 1951; Hovanesian and Buchele, 1959; Blackwell and Soane, 1978; Bolling, 1987) (Fig. 1b) or within the probe tip (Verma, 1975). In contrast to the pressuremeter, which actively enlarges the borehole during the measurement by injecting fluid into the probe, these probes act as "passive" sensors filled with a constant amount of fluid.
The relation between measured probe pressure and actual stress in agricultural soil has been a longstanding subject of debate. In contrast to geotechnical engineering, however, little attention has been paid to the physical processes involved and the few available studies are limited to metal pressure cells (Weiler and Kulhawy, 1982; Kirby, 1999a, 1999b). Previously described models for the pressuremeter provide insights into the mechanics of soil body around an expanding cylindrical borehole driven by a fluid-filled membrane but do not necessarily explain the influence of a general stress state in the soil on an "entrapped" fluid inclusion. Typically, pressuremeter models describe static and isotropic stress conditions whereas stresses in soil underneath a surface load are typically anisotropic and time-dependent (e.g., passage of a tractor, see Fig. 2
). Probe deformation due to stress anisotropy and subsequent effects of stress concentration along the probe surface are not captured by these pressuremeter models. The current pressuremeter models also treat the probe pressure as a (controlled) boundary condition while for the probes used in agricultural engineering the probe pressure is the result of the mechanical interaction between soil matrix, membrane and fluid and therefore not just influenced by the matrix but also by the membrane and fluid deformation behavior.

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Fig. 2. Typical pressure profiles under the wheels of (a) a compact wheel loader (Volvo L30B ZS) and (b) steel track of an excavator (Liebherr 942) measured with Bolling-probes (Bolling, 1987) by Berli et al. (unpublished data, 2000).
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This study is motivated by the need for a more general modeling approach for establishing linkages between measured pressures and deformation of fluid inclusions and stress conditions within an elasto-plastic soil matrix subjected to anisotropic remote and transient load. The specific objectives are (a) to provide theoretical basis for interpretation of pressure and deformation measurements of inclusion-type probes regarding the actual soil stress and deformation, and (b) to determine material properties (Poisson's ratio, shear modulus, yield stress, viscosity) using fluid inclusion pressure and deformation.
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THEORETICAL CONSIDERATIONS
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Motivated by the cylindrical shape of pressuremeter and Bolling probe (Bolling, 1987), we focus in this study on pressure and deformation of a cylindrical fluid inclusion within a soil matrix subjected to remote anisotropic compressive stresses (Fig. 3
). The subsequent physical considerations are, however, also valid for fluid inclusions with shapes different than cylindrical.
Assuming remote principal stresses
11 and
22 (|
11|
|
22|) aligned with the axes x1 and x2 of a Cartesian coordinate system (Fig. 3a and 3b) and the inclusion axis aligned with the coordinate axis x3, allows treatment as a two-dimensional plane strain problem with deformation restricted to the x1x2 plane. Note that compressive stresses are defined as negative according to material science convention [sign (
11) = sign (
22) = sign (
I) = 1]. The effect of gravity on the system is neglected. The initial radius of the circular inclusion is denoted as r0. Deformation within the soil matrix is described in terms of polar coordinates r and
by the radial and circumferential displacement components, ur (r,
) and u
(r,
) for r
r0 and 0
< 2
.
Deformation of a Fluid Inclusion within Elastic Soil MatrixAn Analytical Model
The analytical model presented here describes pressure and deformation of a fluid inclusion considering a homogeneous and isotropic linear elastic matrix. The effect of the hydrostatic inclusion pressure, pI, on the soil matrix can be represented as a constant normal stress,
I, acting along the inclusion surface (Fig. 3b) with |pI| = |
I|. The loading on the soil matrix can therefore be treated as a superposition of the inclusion pressure, pI, uniaxial loading in the x1 direction,
11, and uniaxial loading in the x2 direction,
22. The solution for the soil matrix is derived using the following Airy stress function (for details see e.g., Timoshenko and Goodier 1970).
 | [1] |
From Eq. [1], the radial and circumferential displacement components, ur and u
, within the soil matrix are
 | [2] |
 | [3] |
where k is Muskhelishvili's constant with k = 3 4
for plane strain, G is the shear modulus, and
is Poisson's ratio of the matrix material. From these expressions, the volumetric strain of the fluid inclusion will be calculated. Knowing that the fluid inclusion deforms into an elliptical shape, it is necessary to calculate the radial displacement at the soilfluid interface (r = r0) at the two locations
= 0 and
=
/2, denoted as Points B and A, respectively (Fig. 3a and 3b). From Eq. [3], the circumferential displacement at these two locations is zero. From Eq. [2], with k = 3 4
, the radial displacement at Points A and B are
 | [4] |
 | [5] |
The semi-axes of the elliptical inclusion, a and b, can be written as a = r0 + urA and b = r0 + urB. The fluid inclusion pressure, pI, is related to the volumetric inclusion strain,
V/V0, according to the following constitutive law for an elastic compressible fluid
 | [6] |
with
the fluid compressibility. Under plane strain conditions,
V/V0 becomes
 | [7] |
Substituting Eq. [7] into Eq. [6] and substituting for the radial displacements given by Eq. [4] and [5], a quadratic equation for the inclusion pressure, pI, is obtained. Solving the quadratic equation for pI yields
 | [8] |
For small deformations, the non-linear term, urAurB, in Eq. [7] can be neglected and the inclusion pressure can be approximated as
 | [9] |
This approximation is of special interest since the underlying linear elastic constitutive law is strictly valid for small deformations. Also note that for the case of compressive remote stresses,
11 and
22 are defined negative, which yields a positive inclusion pressure. For an easier comparison of matrix stiffness and fluid compressibility, it is favorable to express the elastic matrix properties in terms of bulk modulus, K, and Poisson's ratio,
. The bulk modulus, K, can be derived from shear modulus, G, and Poisson's ratio,
, according to
 | [10] |
(Kuchling, 1989). The pressure approximation from Eq. [9] together with Eq. [10] yields the following relation between remote stress, inclusion compressibility and matrix material properties
 | [11] |
Note that for the case of a water inclusion in soils,
K
103 and Eq. [11] eventually simplifies to
 | [12] |
Employing the inclusion pressure from Eq. [8] or [9], inclusion deformation can be easily expressed in terms of the aspect ratio,
, of the inclusion semi-axes a, b
 | [13] |
with urA and urB the radial displacements given by Eq. [4] and [5].
Measurements of different soils show that in general, stressstrain relationships are non-linear and elasto-viscoplastic rather than linear elastic (Vyalov, 1986; Ghezzehei and Or, 2001; Yong, 2003). Vyalov (1986) concluded that the soil matrix can be modeled as a viscoplastic Bingham material (Bingham, 1922), meaning the material flows as an incompressible Newtonian fluid (characterized by a plastic viscosity) when the applied stress exceeds a limiting shear stress referred to as yield stress (Vyalov, 1986). For stresses lower than the yield stress, the soil matrix acts as an elastic material. Although linear elastic solutions given by Eq. [4], [5], and [8] may be extended to describe purely linear viscous material behavior (see e.g., Berli et al., 2006), they are in general not valid for elasto-viscoplastic materials with complex yield behavior and for large deformations. For many practical applications (Fig. 1), fluid inclusion and solid matrix are also not in direct contact but separated by a membrane that may influence inclusion pressure and deformation behavior. To study the influence of more general material properties and the presence of an elastic membrane on inclusion pressure and deformation, a Finite Element model was introduced as outlined in the subsequent section.
Deformation of a Cylindrical Fluid Inclusion within an Elastic Membrane Embedded in an Elasto-Plastic MaterialFinite Element Analysis
In a second step we investigate shape and size evolution of a cylindrical fluid inclusion with initially circular cross section area within a linear elastic membrane embedded in an elasto-plastic soil matrix using Finite Element analysis. For that purpose, we set up a quarter-symmetrical mesh, consisting of quadrilateral 4-node solid elements for soil and membrane and 4-node acoustic elements for the fluid using the ANSYS (ANSYS Inc., Canonsburg, PA) package (Fig. 4
). The inclusion has an initial radius of 7.5 x 103 m and the membrane was 5 x 104 m thick. The overall length and height of the mesh is 0.1 m. The mesh around the pore is refined within a zone of three times the inclusion initial radius (Fig. 4). The mesh displacement is confined vertically at the bottom and horizontally at the left-hand edge. Static loads are applied in terms of principal stresses to the top,
11, and the right-hand side of the mesh,
22, simulating plane strain conditions under biaxial (remote) stress.
The inclusion fluid is modeled as linear elastic material characterized by its pressure, pI, and compressibility
, related according to Eq. [6]. The membrane is treated as linear elastic with Young's modulus EMe = 8 x 102 kPa and Poisson's ratio,
Me = 0.49, determined in an expansion experiment on silicon rubber tube used for the Bolling probes (for details, see Appendix 1). We assume the soil to be elasto-viscoplastic according to Perzyna's constitutive law (Perzyna, 1966) as briefly introduced in the subsequent section for a uniaxial stress state.
Perzyna's model (Perzyna, 1966, p. 272) is based on the assumption that the total strain rate
of an elasto-viscoplastic solid can be expressed as the sum of the elastic,
el, and the plastic strain rate component,
pl, expressed for uniaxial loading according to
 | [14] |
In soils, we assume that elastic deformations are instantaneous and the elastic strain component,
el, can be expressed with Hooke's law as
 | [15] |
with
, the axial stress and E, Young's modulus of the material. The plastic strain rate,
pl, according to Perzyna (1966, p. 284), is related to the applied axial stress,
, as
 | [16] |
with
0, the yield stress,
0/
, the plastic viscosity and m, the strain hardening parameter. The Finite Element program solves Perzyna's model of Eq. [14]
to [16] (Perzyna, 1966) for multiaxial loading for the mesh given in Fig. 4 (for details see e.g., Bathe, 1996) and provides inclusion pressure, pI, and deformation, ur, u
, as functions of time, applied remote stresses,
11,
22, and material properties (matrix Young's moduli, E, Poisson's ratio,
, yield stress,
0, plastic viscosity,
0/
, membrane Young's modulus, EMe, membrane Poisson's ratio,
Me, and inclusion compressibility
). In this study, we focused on the transition from elastic to plastic matrix deformation behavior and reduced Perzyna's general elasto-viscoplastic model (Perzyna, 1966, p. 272) to a simpler elastic-perfectly plastic model, neglecting time-dependent viscous effects. The transition from elastic to plastic behavior is characterized by the von Mises yield criterion (von Mises, 1913). In a three-dimensional elastic-perfectly plastic body, plastic deformation occurs if the effective stress,
e, defined as
 | [17] |
exceeds the material yield stress,
o, with
ij, i, j = x, y, z the components of the local stress tensor in Cartesian coordinates within the matrix material. For effective stress
e <
0, the matrix deforms elastically. Note that the resulting inclusion pressure, pI, and deformation uij, represent equilibrium conditions and are time-independent.
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RESULTS AND DISCUSSION
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Pressure and Deformation of a Fluid Inclusion in Linear Elastic Material
In this section we present the influence of remote stress and material properties on inclusion pressure, volume, and shape. The matrix material is limited to the simple case of linear elasticity while the fluid is assumed to be compressible (e.g., an ideal gas). Simulation results show that inclusion pressure increases and volume decreases with increasing average stress in the soil matrix (Fig. 5
). Under isotropic remote stress,
11 =
22, inclusion aspect ratio remains constant
= 1, as expected. An increase in stress difference (at constant average stress) leads to a decrease in inclusion aspect ratio and a small increase in inclusion pressure (Fig. 6
), directly associated with a small decrease in volume (see Eq. [6]). The difference in remote stress controls the change in inclusion shape and has also a small influence on inclusion pressure that increases with decreasing inclusion aspect ratio due to stress concentration effects along the inclusion surface.
For a more detailed analysis of the influence of inclusion and matrix material properties on the inclusion pressure, Fig. 7
depicts the inclusion pressure as a function of the product of inclusion compressibility and matrix bulk modulus. For a "soft" inclusion (
K > 102), the inclusion pressure is not affected by the stress in the surrounding matrix (pI
0) while for a "stiff" inclusion (
K < 102), the inclusion pressure becomes larger than the average stress in the matrix and practically independent of fluid and matrix compressibility. The fact that the inclusion pressure can exceed the average stress in the matrix might seem counterintuitive. This effect, however, has already been described by Skempton (1954) for pore pressure in saturated undrained soil.
With soil bulk moduli in the range of K
103 to 104 kPa (depending on soil texture, structure, bulk density, and water content), and compressibilities
= 5 x 107 kPa1 for water (at 20°C) and
= 7 x 103 kPa1 for air (at 100 kPa and 20°C) (Kuchling, 1989), the product of fluid compressibility and matrix bulk modulus can be estimated as
K = 3.5 x 101 for an air-filled and
K = 2.5 x 103 for (air-free) water-filled inclusion in soil (Fig. 7). Therefore in case of air in soil, inclusion pressure is small (and in many cases probably negligible) compared with the average stress in the matrix as long as the matrix material is sufficiently stiff, that is, K > 103 kPa. For soft (wet, remolded) soil as for example, Millville silt-loam with K = 1.4 x 102 to 2 x 102 kPa at 0.34 to 0.25 kg kg1 water content (Ghezzehei and Or, 2001), the factor
K = 0.50.7 suggests a considerable inclusion pressure that even exceeds the average stress in the matrix. For an air-free water inclusion in soil, however, the inclusion pressure is independent of inclusion and matrix stiffness and becomes a pure function of the applied remote stress and matrix Poisson's ratio (see Eq. [9] and Fig. 8
). Since this case is of particular interest for many practical applications, for example pressuremeter and Bolling probe, the subsequent sections will focus on incompressible liquid inclusions.
Inclusion pressure decreases with increasing matrix Poisson's ratio for constant average stress around an incompressible inclusion (Fig. 8). For an incompressible matrix (
= 0.5) inclusion pressure and matrix average stress are equal, as expected. With increasing Poisson's ratio, inclusion pressure becomes increasingly sensitive to remote stress differences (Fig. 9a
), probably due to increasing inclusion deformation (Fig. 9b) and the related stress concentration along the inclusion surface. Wood (1990) provided a range of effective Poisson's ratios
0.250.4 for soils. Therefore,
= 0.3 for unsaturated or drained soils and with
= 0.5 for saturated, undrained soils provide good estimates for inclusion pressure and deformation calculations.
Pressure and Deformation of a Fluid Inclusion in Linear Elastic-Perfectly Plastic Material
This section presents the influence of remote stress and elasto-plastic matrix behavior on inclusion pressure, volume, and shape with emphasis on the transition from elastic to plastic matrix behavior, characterized by the matrix yield stress
0. The matrix material is modeled as linear elastic-perfectly plastic while the fluid is assumed to be an incompressible liquid. For the following calculations, fluid compressibility
= 105 kPa1 and matrix bulk modulus K = 103 kPa and Poisson's ratios
= 0.3 are assumed for the elastic and
= 0.5 for the plastic range. Inclusion pressure increases with increasing yield stress (Fig. 10
). For
0 = 50 kPa, the matrix does not yield and the resulting pressure versus stress curve is similar to the one for an elastic material with Poisson's ratio
= 0.3 (see e.g., Fig. 8a). For
0 = 0 kPa, the matrix around the inclusion yields due to stress concentration and the pressure versus stress curve is similar to the case of an incompressible elastic material with Poisson's ratio
= 0.5. For intermediate yield stress, the matrix partially yielded and the pressure versus stress curve starts off on the "elastic" line up to the yield stress and follows then a line parallel to the "plastic" line. Note that under isotropic remote stress, there is no yielding in the far-field since all the components of the stress tensor are equal and the effective stress
e of Eq. [17] becomes zero. For anisotropic remote stresses (Fig. 11
), inclusion pressure decreases with increasing stress difference, which is clearly different from the behavior of the inclusion in an elastic matrix (Fig. 9). As in the case of isotropic remote stresses (Fig. 10), pressure and deformation follow the elastic line up to the yield stress. Pressure and deformation in the plastic domain are limited to a rather small stress window between the onset of plastic deformation at the inclusion surface and the point where the material in the stress far field yields. Under the given anisotropic stress boundary conditions, the model becomes unstable as soon as the matrix is completely yielded. This stress window of "stable" model predictions becomes wider and more realistic if (a) soil hardening and (b) time-dependency of matrix deformation is considered. The presented Perzyna model (Perzyna, 1966) considers strain hardening (m-exponent in Eq. [16]) and time-dependent deformation (plastic strain rates
pl in Eq. [14] and [16]) and will be employed in a future study on time-dependent, elasto-viscoplastic soil behavior based on the concept of Ghezzehei and Or (2001).
Influence of a Rubber Membrane on Pressure and Shape of a Fluid Inclusion
For practical applications, solid matrix, and fluid inclusion are separated by an elastic membrane that prevents the inclusion fluid from flowing out into the matrix. The mechanical influence of this membrane on inclusion pressure and shape due to remotely applied stress is subject of this section. We run Finite Element calculations with rubber material of different stiffness and constant membrane Poisson's ratio. Assuming rubber Poisson's ratio to be 0.49 (Tuszynski, 1995), we varied its bulk modulus KMe between KMe = 103 kPa and KMe = 105 kPa, which brackets the stiffness of the Bolling probe silicon rubber (for details see Appendix 1). Results show that the influence of membrane stiffness on inclusion pressure is negligible (Fig. 12a
) while inclusion deformation decreases with increasing membrane stiffness (Fig. 12b). Fluid and membrane Poisson's ratios close to 0.5 explain the low impact of the membrane on the probe pressure (both are basically incompressible). The increase in membrane stiffness is related to an increase in shear modulus (for constant Poisson's ratio), which increasingly influences inclusion deformation when the membrane exceeds the soil shear modulus. In conclusion, an elastic (rubber) membrane does not influence pressure measurements using a liquid inclusion but might have to be considered for a correct interpretation of inclusion deformation.
Illustrative Example
Comparison of Laboratory and Field Pressure Measurements by Bolling (1987) with Model Calculations
In the introduction we mentioned the Bolling probe as a practical example of a liquid inclusion in soil subjected to remotely applied stresses (see Fig. 1b). In this section we compare inclusion pressure measurements by Bolling (1987) with calculations using the analytical model from Eq. [12]. In a first example, pressure measured in Bolling probes placed in a soil bin of fine sandy loam (1.5 x 103 kg m-3 bulk density, 0.15 kg kg1 water content) at two different initial depths (0.2 and 0.25 m) below the center of a rectangular metal plate (0.22 m long, 0.14 m wide) are compared with the average pressure at the soil surface underneath the plate (Fig. 13
). Measured pressure data was obtained from Fig. 3.22 and Fig. 3.97 in Bolling (1987). To calculate the probe pressure, we use Eq. [12] assuming soil Poisson's ratio
= 0.3. To estimate the principal stresses
11 and
22 in the far field around the probe, the components,
xx,
zz and
xz of the stress tensor S'' are calculated for the location of the probe center using Boussinesq's theory (Boussinesq, 1885) and transformed into principal stresses
11 and
22 according to
 | [18] |
Since Eq. [12] only requires the sum of the principal stresses,
11 and
22, one obtains for the inclusion pressure, pI,
 | [19] |
Considering the simplifying assumptions in the basis of our model calculations (linear elastic material, plane strain conditions, uniform stress distribution at the soil surface), measured and calculated pressures agree surprisingly well (Fig. 13).
To relate the probe pressure to the mean stress in the soil, Bolling (1987) suggested a simple expression
 | [20] |
which introduces an empirical and non-dimensional factor, ks, Bolling associated with the different stiffness of soil and probe. Assuming plane-strain conditions [i.e., no strain along the probe axis,
yy =
(
xx +
zz)], the probe pressure in linear elastic material becomes (Bolling 1987)
 | [21] |
From Eq. [11] and [27], ks can then be calculated immediately as
 | [22] |
(note:
11 +
22 =
xx +
zz) which shows that ks is indeed a function of soil and probe stiffness but also of soil Poisson's ratio. Since for most soils,
K < 102, ks becomes mainly a function of Poisson's ratio and can be estimated as
 | [23] |
With Eq. [A3] and [A6], the theoretical upper and lower limits for probe pressure can be established as a function of soil mean stress assuming a range of possible Poisson's ratios, 0
0.5. Using ksvalues determined by Bolling (1987, Table 3.12), we found that these limits hold for a variety of probe pressure versus mean stress relations for both field and laboratory experiments on different soils (Fig. 14
).

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Fig. 14. Measured probe pressures for different field and laboratory experiments (Bolling, 1987) compared to predicted upper and lower limits for the probe pressure based on Eq. [26] and [29].
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CONCLUSIONS
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In this study we developed a theoretical framework for describing pressure and deformation of a fluid inclusion as a basis for in situ pressure and deformation measurements of soils. First, we derived an analytical model to describe inclusion pressure and deformation within a linear elastic matrix undergoing anisotropic remote stresses. Then, we extended the model to capture elasto-plastic soil behavior and to assess the influence of a rubber membrane confining the inclusion on its pressure and deformation, using the Finite Element method. Finally pressure measurements from field and laboratory experiments by Bolling (1987) were compared with model calculations within a soil due to a surface load.
The analytical model showed that the inclusion pressure depends on the average stress in the matrix while the inclusion shape is controlled by the difference in matrix remote stresses. Besides the stresses, matrix Poisson's ratio and the product of matrix bulk modulus and fluid compressibility were identified to determine inclusion pressure and shape. We found that the elastic solutions provide upper and lower bounds for the inclusion pressure in elasto-plastic material for isotropic but not for anisotropic remote stress. Pressure measurements from laboratory and field experiments using the Bolling probe agreed well with predicted inclusion pressures for the model calculations. These preliminary results encourage us to expand the present model to capture time-dependent processes, run strain rate controlled experiments and develop a probe to determine soil elasto-viscoplastic material properties in situ.
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APPENDIX 1
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Influence of a Rubber Membrane on Inclusion Pressure and Shape: Determine Rubber Material Properties
For practical applications, solid matrix and fluid inclusion are separated by an elastic membrane that prevents the inclusion fluid from flowing out into the matrix. Since Young's modulus, EMe, and Poisson's ratio,
Me, of a rubber membrane are usually not known a priori, we present a model to determine the elastic properties from a simple inflation experiment and apply it to the case of a silicon rubber used for the Bolling probe (Fig. 15
). The model relates the radial and axial deformation u(r) and w(z) of a thin linear elastic cylindrical membrane defined as
 | [A1] |
where p is the fluid pressure, l the length, r the inner radius and t the thickness of the membrane at fluid pressure p, l0 the initial length, r0 the initial inner radius and t0 the initial thickness of the membrane and EMe the membrane Young's modulus and
Me the Poisson's ratio (Fig. 16a
). From equilibrium conditions, one can relate the fluid pressure, p, to the circumferential stress, 

(r) (Fig. 16b), and axial stress,
zz (r), (Fig. 16c) according to
 | [A2] |
Where r is again the inner radius and t the thickness of the membrane. The calculation assumes the change in membrane thickness is small (and therefore can be neglected) compared to the change in membrane radius and length. Employing the two-dimensional constitutive law between stress, 

,
zz, and strain, 

,
zz, of a homogeneous, isotropic and linear elastic material (in cylindrical coordinates)
 | [A3] |
and the relation between circumferential and axial strains, 

,
zz, and deformations, u,
 | [A4] |
yields for the radial and axial deformations u and w,
 | [A5] |
 | [A6] |
Eq. [A5] and [A6] can be easily solved for Poisson's ratio,
Me, and Young's modulus, EMe, as
 | [A7] |
 | [A8] |
To determine
Me and EMe from the expansion experiment, it is favorable to write Eq. [A7] and [A8] in terms of initial (l0, r0) and current membrane length and radius (l, r), respectively
 | [A9] |
 | [A10] |
using the definitions of Eq. [A1]. Finally to compare membrane stiffness with soil stiffness, K, and fluid compressibility,
, the membrane bulk modulus, KMe, can be derived from Young's modulus, EMe, and Poisson's ratio,
Me, according to
 | [A11] |
(Kuchling, 1989).

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Fig. 15. Cylindrical silicon rubber membrane (front) and assembled Bolling probe tip (back) (probe design: Institute of Terrestrial Ecology ETH Zurich).
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As a practical example, a Bolling probe tip (Bolling, 1987) has been used for the expansion experiment with a cylindrical silicon rubber membrane of initially 101 m length, 4 x 103 m inner radius and 8 x 104 m wall thickness. The membrane was confined at one end by a stainless steel tip and at the other end by a stainless steel fitting (Fig. 15) that connects the tip to a pressure gauge. For the experiment, the inlet of the probe was fixed while the steel tip could move freely. The probe tip was then filled with water and inflated stepwise by injecting additional water. The increasing membrane length was determined with a caliper and the water pressure was read with an electronic pressure transducer (PX137, Omega Engineering, Stamford, CT) connected to a data logger (CR10X, Campbell Scientific, Logan, UT). From the initial and subsequently injected water volume and the membrane length, the average membrane radius was calculated assuming homogeneous cylindrical expansion of the membrane. Finally, using membrane radius and length at the beginning and at each pressure step, membrane Poisson's ratio
Me and Young's modulus, EMe, was calculated using Eq. [A9] and [A10] (Fig. 17
). For probe pressures higher than 50 kPa, the membrane started to bulge and the assumption of cylindrical membrane shape for the material property calculations with Eq. [A9] and [A10] was not satisfied anymore.
Measured Young's modulus, EMe, and Poisson's ratio,
Me, were found to be functions of the probe pressure (Fig. 17). The data indicates that the used rubber deforms linear elastic for just a limited stress range. In the light of the wide span of Young's moduli found for rubber from 102 kPa for natural rubber (Kuchling, 1989) to 105 kPa for some butyl and polyurethane rubbers (Davis, 1995), our measured values provide a good estimate even if they are not exact by material science standards. Elastomers are also considered to be nearly incompressible (Tuszynski, 1995) which supports our finding of a Poisson's ratio close to 0.5.
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APPENDIX 2
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| Symbol |
Description |
Unit |
| E |
Young's modulus of the matrix |
kPa |
| EMe |
Young's modulus of the membrane |
kPa |
| G |
Shear modulus of the matrix |
kPa |
| K |
Bulk modulus of the matrix |
kPa |
| KMe |
Bulk modulus of the membrane |
kPa |
| k |
Muskhelishvili's constant |
|
| ks |
Non-dimensional factor according to Bolling (1987) |
|
| m |
Strain hardening factor according to Perzyna (1966) |
|
| p |
Fluid pressure |
kPa |
| pI |
Inclusion pressure |
kPa |
ur, u |
Radial and circumferential displacement components in soil |
m |
| u, w |
Radial and axial displacement components in rubber membrane |
m |
ii, i = 1,2,3 |
Components of the remote stress tensor in principal directions, x1, x2, x3 |
kPa |
 |
Viscosity factor according to Perzyna (1966) |
s1 |
el |
Local elastic strain (uniaxial Perzyna model [Perzyna, 1966]) |
|
 |
Local total strain rate (uniaxial Perzyna model [Perzyna, 1966]) |
s1 |
el |
Local elastic strain rate (uniaxial Perzyna model (Perzyna, 1966)) |
s1 |
pl |
Local plastic strain rate (uniaxial Perzyna model [Perzyna, 1966]) |
s1 |
zz,    |
Axial and circumferential strain components in rubber membrane |
|
 |
Fluid compressibility |
kPa1 |
 |
Inclusion aspect ratio |
|
 |
Poisson's ratio of the solid matrix |
|
Me |
Poisson's ratio of the membrane |
|
 |
Local stress (uniaxial Perzyna model [Perzyna, 1966]) |
kPa |
e |
von Mises effective stress |
kPa |
I |
Local normal stress within the matrix along the inclusion surface |
kPa |
0 |
Matrix yield stress in compression |
kPa |
zz,   
|
Axial and circumferential stress components in rubber membrane
|
kPa
|
|
Received for publication June 2, 2005.
 |
REFERENCES
|
|---|
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